The war with Japan and the second united front
Why did eight years of war against Japan exhaust the Nationalists and build up the Communists?
In the full-scale war that began with the Marco Polo Bridge incident of July 1937 Japan occupied the coastal cities and railways and the Nationalist government withdrew to Chongqing. The Red Army, reorganised as the Eighth Route and New Fourth Armies, spread base areas behind enemy lines. After the New Fourth Army incident of 1941 the united front was hollow, and the rectification movement at Yan’an completed Mao’s party. At Japan’s surrender in 1945 the Communists had 1.2 million members, 900,000 regular troops and liberated areas of a hundred million people.
From Marco Polo Bridge to Nanjing
Having seized Manchuria in 1931, Japan encroached on north China by forcing “autonomy” on it through 1935, and on the night of 7 July 1937 escalated a minor clash at Marco Polo Bridge outside Beiping into full war. In his Lushan statement of 17 July Chiang declared “the last critical juncture”, and in August he threw his German-trained divisions into Shanghai, holding for three months at a cost of more than 200,000 men. Source 1 · Source 2
The capital Nanjing fell on 13 December and for weeks Japanese troops massacred prisoners and civilians; estimates of the dead range from China’s official 300,000 to Western scholarly figures of tens of thousands up to 200,000. The Nationalist government moved via Wuhan to Chongqing in Sichuan in October 1938; Japan held the coast, the railways and the big cities, but in the vast countryside it controlled only “points and lines”. Source 3 · Source 4
The terms of the front: the Eighth Route and New Fourth Armies
The negotiations that followed the Xi’an Incident were hurriedly concluded when war broke out. In August 1937 the 46,000 Red Army troops in northern Shaanxi became three divisions of the Eighth Route Army (Zhu De, Peng Dehuai) of the National Revolutionary Army, the southern guerrillas became the New Fourth Army (Ye Ting, Xiang Ying), and the Shaan-Gan-Ning border region became a “special region” under the national government. On 22 September the Communists declared they would fight for the Three Principles of the People, and Chiang endorsed the declaration. Source 5 · Source 6
The two parties entered the front with different calculations. For Chiang it was a device to bind the Communists inside the national army; for Mao, an opportunity to move behind enemy lines under the principle of “independence and initiative”. Lin Biao’s ambush of a Japanese supply column at Pingxingguan in September 1937 was loudly publicised, but Mao ordered the army to avoid large regular battles and concentrate on guerrilla war and base-building. Wang Ming, returning from Moscow at the end of 1937, urged “everything through the united front” and cooperation with the Kuomintang, and this difference of line soon became an inner-party struggle. Source 7 · Source 8
Chongqing’s war: attrition and inflation
After Wuhan fell in October 1938 the front stalemated. The Nationalist army won at Taierzhuang in 1938 but was worn down by the loss of its best troops, of its tax base in north and east China, and by the bombing of Chongqing. The government financed the war by printing money and prices rose more than two thousandfold between 1937 and 1945; conscription and requisition bred peasant resentment and official corruption spread. Source 9 · Source 4
With the Pacific War in December 1941 China became one of the Allies, and American aid and General Stilwell arrived, but Chiang’s conflict with Stilwell ended in the general’s recall in 1944. Japan’s Ichi-Go offensive that year routed the Nationalist armies from Henan to Guangxi and exposed the government’s weakness. The same year the US Army’s Dixie Mission took up residence at Yan’an and sent favourable reports on Communist discipline and morale, and Washington tried to broker a coalition of the two parties. Source 10 · Source 11
Bases behind enemy lines
The Eighth Route Army built bases in the north China countryside Japan had swept through — Jin-Cha-Ji (Nie Rongzhen), Jin-Ji-Lu-Yu (Liu Bocheng and Deng Xiaoping), Shandong. Base governments did not confiscate landlord land but reduced rents and interest, and ran united-front administrations under the “three-thirds system” dividing office among Communists, leftists and centrists. This moderate policy was the laboratory of New Democracy, drawing in landlords and middle peasants in the name of resistance. Source 12 · Source 13
From August to December 1940 the Hundred Regiments Offensive under Peng Dehuai struck railways and mines across north China with more than a hundred regiments and inflicted heavy losses on Japan. But it exposed the Eighth Route Army’s strength, and Japan retaliated with the “kill all, burn all, loot all” mopping-up campaigns; in 1941–1942 the population and troops of the bases fell sharply. Mao later criticised the offensive as a mistaken resort to large-scale regular warfare, and it became one of the charges against Peng in 1959. Source 14 · Source 15
The New Fourth Army incident: the end of the front in substance
As the New Fourth Army expanded on the lower Yangtze, the Kuomintang ordered it north of the river in October 1940. In January 1941 its headquarters column of nine thousand, on the move, was surrounded by 80,000 Nationalist troops at Jing County in southern Anhui; most were killed or captured, the commander Ye Ting was arrested and his deputy Xiang Ying killed. Chiang cancelled the army’s designation for “mutiny”. Source 16 · Source 17)
The Communists rebuilt the New Fourth Army with Chen Yi as acting commander and gained the upper hand in the propaganda war. Thereafter the two parties blockaded each other while keeping the name of “cooperation”: the Kuomintang ringed the Shaan-Gan-Ning region with 400,000 troops and Yan’an survived through the “self-reliance” production drive. After the Soviet–Japanese neutrality pact of April 1941 Soviet support for Yan’an was slight, and the party grew on its own resources. Source 16 · Source 5
Yan’an: rectification and Mao Zedong Thought
In February 1942 Mao opened the rectification movement with “Rectify the Party’s Style of Work” and “Oppose Stereotyped Party Writing”. The targets were the “dogmatism” of Wang Ming and the returned students and the “subjectivism” of intellectuals; the methods were study of assigned texts, self-criticism and screening. When Wang Shiwei’s “Wild Lilies” criticised the graded privileges at Yan’an he was branded a Trotskyist, and in May the “Talks at the Yan’an Forum on Literature and Art” laid down that art must serve workers, peasants and soldiers. Source 18 · Source 19
In 1943 Kang Sheng’s “rescue campaign” branded thousands of young people from the Nationalist areas as agents and forced confessions; Mao admitted the excesses the next year. The “Resolution on Certain Questions in the History of Our Party” of April 1945 rewrote party history as the vindication of Mao’s line, and the Seventh Congress of April–June, through Liu Shaoqi’s report, wrote “Mao Zedong Thought” into the constitution as the party’s guiding ideology. Mao became chairman, and the leadership formed at Yan’an — Liu Shaoqi, Zhou Enlai, Zhu De, Ren Bishi — ruled for the next thirty years. Source 20 · Source 21
The balance sheet of 1945
Japan surrendered in August 1945 after the Soviet invasion of Manchuria and the atomic bombs. By then the Communists had 1.2 million members, 910,000 regular troops with two million militia, and nineteen liberated areas of about a hundred million people; against the 40,000 troops of 1937, the war had made them a national party. The Kuomintang still held the government, the cities and American recognition, but its army was exhausted and its finances broken. Source 4 · Source 22
The interpretation of the war remains disputed. The Communists say they were the “mainstay” of resistance; the Kuomintang and many historians reply that Nationalist armies fought most of the large battles. What is certain is that China lost between fourteen and twenty million people, and that the war exhausted the Nationalist state while giving the Communists a school of peasant mobilisation. This asymmetry was the starting condition of the civil war of 1946. Source 4 · Source 23
Consequences
The war destroyed the Nationalist government’s urban base and finances and left inflation and corruption, while it gave the Communists three weapons: rural mobilisation, the united front and Mao Zedong Thought. The balance of forces in 1945 bore no resemblance to that of 1937.
Timeline & Map
- 11937.07.07Marco Polo Bridge incident
A clash between Japanese and Chinese troops outside Beiping escalated into full-scale war.
- 21937.08–11Battle of Shanghai
Chiang committed his best divisions and held for three months at the cost of over 200,000 casualties.
- 1937.09.22The second united front announced
The Communists announced the dissolution of the soviet government and the Red Army’s reorganisation into the National Revolutionary Army; Chiang accepted.
- 31937.09.25Battle of Pingxingguan
Lin Biao’s 115th Division ambushed a Japanese supply column, the Eighth Route Army’s first victory.
- 41937.12Nanjing Massacre
After the capital fell Japanese troops massacred tens of thousands and more of prisoners and civilians over several weeks.
- 51938.05Mao’s “On Protracted War”
Foresaw a long war in three stages — strategic defence, stalemate and counter-offensive.
- 61938.10Wuhan and Guangzhou fall; the capital moves to Chongqing
Japan held the coast and the middle Yangtze; the front settled into stalemate.
- 1940.01“On New Democracy”
Mao formulated the first stage of the revolution as a joint dictatorship of several classes led by the proletariat.
- 71940.03Wang Jingwei’s Nanjing government
A Japanese-sponsored “National Government” was installed at Nanjing.
- 81940.08–12Hundred Regiments Offensive
Peng Dehuai attacked railways and mines across north China with over a hundred Eighth Route Army regiments; Japan answered with the “three alls” reprisals.
- 91941.01The New Fourth Army incident
Nationalist troops attacked the New Fourth Army headquarters in southern Anhui, killing or capturing most of its nine thousand men; the front was effectively over.
- 101942.02The Yan’an rectification begins
Mao’s speech “Rectify the Party’s Style of Work” launched the campaign.
- 111944.07The US Dixie Mission reaches Yan’an
A US Army observer group took up residence at Yan’an; the same year Japan’s Ichi-Go offensive routed the Nationalist armies.
- 121945.04–06The Seventh Party Congress
Mao Zedong Thought entered the party constitution and Mao was elected chairman.
- 131945.08.15Japan surrenders
After the Soviet invasion of Manchuria and the atomic bombs Japan surrendered; the two parties raced to take over the occupied areas.
Related people 17
Drivers & enforcers2
Leadership3
Ordered guerrilla war and base-building and united the party under his thought through rectification.
Head of the Nationalist government and commander of the resistanceChiang Kai-shek1887–1975Led eight years of resistance from Chongqing at the cost of his state and army.
Commander-in-chief of the Eighth Route ArmyZhu De1886–1976Commanded the Eighth Route Army after the Red Army’s reorganisation.
Participants7
Won the first victory in September 1937, then was wounded and treated in the Soviet Union.
Commander of the Jin-Cha-Ji baseNie Rongzhen1899–1992Founded and commanded the first anti-Japanese base in north China.
Commander of the 129th DivisionLiu Bocheng1892–1986Built the Jin-Ji-Lu-Yu base with Deng Xiaoping.
Political commissar of the 129th DivisionDeng Xiaoping1904–1997Led the “Liu–Deng” army with Liu Bocheng.
Acting commander of the New Fourth Army after the incidentChen Yi1901–1972Rebuilt the New Fourth Army after its destruction in 1941.
Codified Mao Zedong Thought at the Seventh CongressLiu Shaoqi1898–1969His report on the constitution made Mao Zedong Thought the party’s guiding ideology.
Communist representative at ChongqingZhou Enlai1898–1976Handled liaison with the Nationalist government and united-front diplomacy.
Opposition & resistance3
Returned at the end of 1937 urging cooperation with the Kuomintang, and became the target of rectification.
Head of the Japanese-sponsored Nanjing governmentWang Jingwei1883–1944Left Chongqing in 1938 and led the Japanese-installed government from 1940.
Emperor of the invading powerHirohito1901–1989Announced the surrender in August 1945.
Targets & victims2
Related terms
Sources: reference 1reference 2reference 3reference 4reference 5reference 6reference 7reference 8reference 9reference 10reference 11reference 12reference 13reference 14reference 15reference 16reference 17reference 18reference 19reference 20reference 21reference 22reference 23
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