1918.11–1920.10

Baltic wars of independence and border settlements

What turned declarations of independence into functioning states?

Estonia, Latvia and Lithuania established states amid conflict with Reds, Whites and German formations. Finland, British warships and Poland shaped the struggle; the treaties of 1920 left some borders contested.

Why declarations did not end the fighting

Germany's defeat in November 1918 did not automatically transfer power to independent Baltic governments. Estonia and Lithuania had declared independence in February; Latvia did so on 18 November. Each still needed an army, revenue and territory it could govern. Red forces followed retreating Germans, while Russian Whites and German formations pursued their own settlements. Independence struggles, civil wars and intervention overlapped in the space left by Brest and German occupation.

These were neither a single national front nor three isolated wars. Estonians fought in northern Latvia; Poland cooperated with Latvia while fighting Lithuania. Finland appears here as a neighbour connected through the Gulf of Finland and eastern Karelia, not as one of the three Baltic states.

Estonia: from Narva to Tartu

After the Red capture of Narva in November 1918, Jaan Anvelt headed the Commune of the Working People of Estonia. Konstantin Päts's provisional government built an army under Johan Laidoner, assisted by British naval support and Finnish volunteers. An early 1919 counteroffensive recovered the main Estonian territory. Land reform and constituent elections broadened the republic's support. Viktor Kingissepp's communist underground survived the Commune's military defeat, but did not represent the country as a whole.

Yudenich's Northwestern Army used Estonia as a base against Petrograd. Cooperation was conditional: White commitments to a united Russia threatened Estonian independence. It is nevertheless inaccurate to say there was never any White recognition. Under British pressure, the Northwestern Government formed in August 1919 recognized Estonia; whether the wider White movement would honour that commitment remained uncertain.

Following the failed October offensive, retreating Northwestern troops were disarmed and interned in Estonia. Soldiers and refugees suffered typhus and poor camp conditions; commanders such as Bułak-Bałachowicz later moved to the Polish front. Negotiations under Jaan Tõnisson's government culminated in the Treaty of Tartu on 2 February 1920. Soviet Russia recognized Estonian independence and renounced sovereignty claims: military survival acquired a treaty guarantee.

Latvia: three governments and two battles for Riga

Kārlis Ulmanis's government confronted Pēteris Stučka's Soviet government. Red forces captured Riga in January 1919, driving Ulmanis to Liepāja. German troops under von der Goltz and the Baltic Landeswehr fought the Reds, but were not simply auxiliaries of Latvian independence. German military and landowning interests clashed with Latvian land reform aspirations.

Following the Liepāja coup of 16 April, Ulmanis took refuge aboard ship; Andrievs Niedra headed a pro-German government in May. German-led forces captured Riga on 22 May. Soviet terror was followed by reprisals and executions after the city's recapture. The anti-Bolshevik camp then split openly: Estonian and northern Latvian forces defeated German formations at Cēsis in June, enabling Ulmanis's return to Riga.

Many Germans resisting withdrawal joined Pavel Bermondt-Avalov's West Russian Volunteer Army. Despite its anti-Bolshevik banner, it attacked Riga in October. Latvian troops, supported by British and French warships, cleared the western bank on 11 November. Meierovics's diplomacy sought to convert survival into international recognition. The joint Polish-Latvian Daugavpils operation in January 1920 helped drive Soviet forces from Latgale. Peace with Russia followed at Riga on 11 August, a different treaty from the Polish-Soviet agreement of March 1921.

Lithuania: Soviet state-building and the Vilnius dispute

Lithuanian state-building, involving Smetona and Voldemaras, proceeded between German withdrawal and Red advance. Vincas Kapsukas and Zigmas Angarietis pursued a Soviet alternative, followed in 1919 by the Lithuanian-Belorussian Soviet republic, Litbel. The independent government retained its base in Kaunas; Polish forces took Vilnius in April. The Soviet project did not absorb the independence movement.

In the Moscow treaty of 12 July 1920, Soviet Russia recognized Lithuania's independence and its claim to Vilnius. This did not bind Poland or end military conflict. Red advances and retreats reopened the dispute. The Suwałki Agreement of 7 October established a ceasefire and demarcation in a limited area; it was not a final settlement of sovereignty over Vilnius.

On 9 October, before the ceasefire took effect, Lucjan Żeligowski occupied Vilnius. Acting in agreement with Piłsudski but presenting the operation as a mutiny, he established Central Lithuania, incorporated into Poland in 1922. Lithuania refused recognition. Independent states could still fight each other over borders and inhabitants' political claims. This northern flank is inseparable from the Polish-Soviet War.

British warships and Finland's choices

Walter Cowan's British squadron supported arms deliveries and coastal operations and constrained the Soviet Baltic Fleet. Motor torpedo boats attacked Kronstadt harbour in August 1919. Anti-Bolshevik objectives did not align British clients' interests: Baltic governments and Whites continued to disagree over independence and territory.

After the White victory in Finland's 1918 civil war, expeditions into eastern Karelia and the Russian border remained contentious. Finnish volunteers assisted Estonia in 1919, but Finland did not join a full national assault on Petrograd with Yudenich. A separate Finnish-Russian Treaty of Tartu followed on 14 October 1920. Finland obtained Petsamo and agreed to withdraw from Repola and Porajärvi. This was not Estonia's February treaty. The resulting border order forms part of the background to the Winter War.

One year of treaties, several unsettled borders

The Tartu, Moscow, Riga and Finnish Tartu treaties of 1920 reflected war exhaustion and governments' need to survive. Soviet Russia wanted fewer active fronts; its neighbours wanted independence and effective territory secured. The settlements were not identical, and Polish-Lithuanian conflict outlasted peace with Russia.

The independence wars were both connected to Russia's civil war and processes of state formation in their own right. The first republics and their treaty experience later informed opposition to the 1940 annexations and the restoration of Baltic independence in 1987–1991. Their wider military connections continue in the Russian Civil War.

Consequences

Treaties secured Soviet recognition of the three Baltic states, while Finland made a separate peace. Vilnius remained disputed; independence and treaty continuity later informed claims to restored sovereignty.

Timeline & Map

Narva Tartu Cēsis Riga Liepāja Daugavpils Kaunas Vilnius
  1. 1918.11
    German withdrawal and Red advance

    State formation overlapped with continuing war.

  2. 1919.04.16
    Liepāja coup

    Pro-German forces displaced Ulmanis’s government.

  3. 1919.06
    Battle of Cēsis

    Estonian and northern Latvian troops defeated German formations.

  4. 1919.10–11
    Northwestern defeat and Riga’s defence

    Yudenich retreated from Petrograd; Bermondt’s forces were repulsed at Riga.

  5. 1920.01
    Daugavpils operation

    Latvia and Poland cooperated against Soviet troops.

  6. 1920.02.02
    Estonian Treaty of Tartu

    Russia recognized Estonian independence.

  7. 1920.07.12
    Lithuanian Treaty of Moscow

    Russia recognized Lithuania and its claim to Vilnius.

  8. 1920.08.11
    Latvian Treaty of Riga

    A treaty ended war between Latvia and Russia.

  9. 1920.10.07–09
    Suwałki and the seizure of Vilnius

    Żeligowski’s troops seized Vilnius after the agreement.

  10. 1920.10.14
    Finnish Treaty of Tartu

    Finland and Russia signed their separate border settlement.

Related people 22

Leadership17

Head of Soviet LatviaPēteris Stučka1865–1932

Involved in this event as head of Soviet Latvia.

Northwestern Army commander based in EstoniaNikolai Yudenich1862–1933

Involved in this event as northwestern Army commander based in Estonia.

Soviet foreign affairs leader in border negotiationsGeorgy Chicherin1872–1936

Involved in this event as soviet foreign affairs leader in border negotiations.

Polish leader of Latvian cooperation and Vilnius policyJózef Piłsudski1867–1935

Involved in this event as polish leader of Latvian cooperation and Vilnius policy.

Estonian government leader early in the independence warKonstantin Päts1874–1956

Led Estonia’s government early in the independence war. He established authoritarian rule with Laidoner in 1934 and died in Soviet custody after deportation following the 1940 occupation.

Estonian commander-in-chief in the independence warJohan Laidoner1884–1953

Commanded Estonia’s counteroffensive and operations in northern Latvia, cooperating conditionally with Yudenich. He supported Päts’s 1934 coup and died in prison after Soviet deportation.

Estonian prime minister during the Tartu settlementJaan Tõnisson1868–1941?

A journalist and liberal politician, he was prime minister in 1919–1920 when Estonia concluded the Treaty of Tartu. Arrested after Soviet occupation, he disappeared and is presumed to have died in 1941.

Latvian prime minister during the independence warKārlis Ulmanis1877–1942

Led the provisional government from 1918 against Soviet forces, a pro-German rival government and Bermondt’s army. He established a dictatorship in 1934 and died after Soviet deportation.

Head of Latvia’s pro-German government in 1919Andrievs Niedra1871–1942

A pastor and writer, he headed the pro-German government formed after the Liepāja coup. His government fell after Cēsis; independent Latvia later tried him for treason and expelled him to Germany.

German commander in Finland and the BalticRüdiger von der Goltz1865–1946

Led the Baltic Sea Division supporting Finland’s Whites in 1918. In Latvia in 1919 he commanded German forces and Freikorps, combining anti-Bolshevik warfare with efforts to retain German influence.

West Russian Volunteer Army commander who attacked RigaPavel Bermondt-Avalov1877–1973

Commanded the West Russian Volunteer Army, incorporating many German soldiers. Despite an anti-Bolshevik banner, he fought Latvian and Lithuanian forces in 1919 and went into exile after failing at Riga. Accounts of his ethnic background differ.

Lithuania’s first presidentAntanas Smetona1874–1944

Chaired Lithuania’s Council, signed the 1918 independence act and became its first president in 1919. He led authoritarian rule after the 1926 coup and died in a fire in American exile after Soviet occupation.

Lithuania’s first prime minister and foreign ministerAugustinas Voldemaras1883–1942

Headed the first cabinet in 1918 and served as foreign minister during the independence wars. Prime minister again after the 1926 coup, he later broke with Smetona and died in Soviet imprisonment.

Leader of Soviet Lithuania and LitbelVincas Kapsukas1880–1935

A Lithuanian communist, he led the governments of Soviet Lithuania and the Lithuanian-Belorussian Soviet republic in 1918–1919. After military defeat he moved to Soviet Russia and worked in the Comintern.

Polish general who seized VilniusLucjan Żeligowski1865–1947

A former imperial Russian officer, he commanded Polish troops. In October 1920, in agreement with Piłsudski, he staged a mutiny, seized Vilnius and established Central Lithuania. He later served as Poland’s minister of military affairs.

Anti-Soviet commander from Estonia to BelarusStanisław Bułak-Bałachowicz1883–1940

Changed from Red to White service, fought on the Estonian front and later cooperated with Poland. His independent Belarusian expedition after the 1920 armistice failed. His troops’ anti-Jewish violence is also part of the war’s record.

Leader of the Commune of the Working People of EstoniaJaan Anvelt1884–1937

Led the Commune established alongside the Red advance in 1918–1919. After its defeat he remained active in communism and the Comintern, and died under interrogation following Soviet arrest in 1937.

Sources: reference 1reference 2reference 3reference 4reference 5reference 6reference 7reference 8reference 9reference 10

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